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Legal Counsel

Fineco Asset Management
Posted 6 hours ago
🇮🇪Ireland🏢Hybrid📁Legal & Compliance
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Legal Counsel


About Fineco Asset Management DAC

Fineco Asset Management DAC (‘Fineco AM’) is a Dublin based Asset Management Company, and asubsidiary of FinecoBank S.p.A. (“FinecoBank”). FinecoBank (“Fineco”) is a leading European bank with a 20-year history and a fully digital DNA with a branchless approach since the start. Fineco is one of the banks with the widest products range available. Fineco have developed a truly one-stop-solution which includes trading, investment and payment services. Fineco have developed a 100% proprietary platform for trading and investment which covers all customer needs from trading listed and OTC product to investment product such as mutual funds and ETF.

Fineco AM, which started its operations in May 2018, is authorized by the Central Bank of Ireland as a UCITS & AIFM Management Company with a MIFID top up, and it currently has approximately €39bn in assets under management. Fineco AM is a competence centre- specialised in the management of fund-of-funds, single strategy funds, as well as Structured Solutions Funds. In addition to portfolio management activities, all key supporting and controlling functions, such as Compliance, Risk, Finance and Legal, are also performed locally.


The company started with 5 employees and has experienced strong and consistent growth, with a current headcount of approximately 95 FTE’s.


Currently Fineco AM manages 3 UCITS Umbrella Funds – 1 in Luxembourg and 2 in Ireland.


The Role

We are looking to recruita Legal Counsel to join our Legal Team. This role will report into the Headof Legal. We are looking for a candidate who not only is familiarwith UCITS and AIFs and engaging with the CentralBank on Irish fund authorisations but who ideally also has experience with debt issuances and the relevant documents required to issue such securities.


Main Responsibilities:

  • Legislation and Regulation -Follow-up, analysis and implementation of new legislation or regulatory requirements impacting Fineco AM and the funds under management (such as the UCITS Directives, AIFMD, MiFID II, EMIR, SFDR, CP86 and outsourcing requirements).
  • Fund Approvals/Amendments – Complete Central Bank and CSSF applications for new sub-fundsand manage all post authorisation fund amendments with the Central Bank or the CSSF. Generally assist with Fineco AM’s product development right from idea stage through to fully managing the new product approval process with the regulator and internal and external stakeholders;
  • Fund Documentation – Draft and maintain fund and management company documents (e.g. Prospectus, Supplements, KIIDs/KIDs and Business Plan) and other ancillary documents related to the investment funds under management;
  • Contracts - Draft and review a range of commercial contracts impacting Fineco AM and the funds under management (such as IMAs with third party managers, investment advisory agreements and licensing agreements);
  • Transactional Documentation: Draft and review fund transactional documentation (such as ISDA Agreements, transaction confirmations, ISDA amendment agreements and give-up agreements);
  • Legal Advice – Provide practical, business-oriented legal advice on issues that arise for Fineco AM in the context of its Irish and Luxembourg fund umbrellas and in respect of Fineco AM’s own management company governance requirements;
  • Projects - Participation in ad-hoc regulatory and business projects;
  • Board and Fineco AM Committee Preparation – Assist internal stakeholders and the Company Secretary in respect of preparing and organising quarterly and ad hoc board meetings; and
  • Representation– Represent Fineco AM at external conferences, industry events or fund association events.


Key requirements:

  • Qualified Irish Solicitor or a solicitorwith equivalent qualification in another jurisdiction with 3-5 years' post qualification experience (gained working in Ireland specifically).
  • Previous experience in investment funds is essential, with a demonstratable background in the understanding of investment strategies and subsequent drafting of fund product documentation.
  • Highly motivated, pragmatic, solutions-oriented and a real business partner.
  • Ability to conduct a thorough legal analysis of complex topicsand translate this analysis into practical and succinct legal advice.
  • Commitment to high standardsand forensic attention to detail.
  • Strong communication skills (oral and written) and ability to liaise with top management and other stakeholders.
  • Independent worker, with the organisational and task management skills necessary to manage a large volume of tasks and meet deadlines.
  • Ability to effectively prioritise work by understanding competing priorities and make appropriate judgments regarding relative importance.
  • Team player, offers to help colleagues and share work.
  • Familiar with MS-applications (Outlook,Word, Excel, PowerPoint).


What we offer:

  • Growth Opportunities: Unlock your potential with career growth and professional development paths.
  • Innovative Team: Be part of a dynamic and innovative team environment.
  • Collaborative Culture: Thrive in a collaborative company culture that values your contributions.
  • Generous Time Off: Enjoy 25 days of holidays to relax and recharge.
  • Hybrid Working: Benefit from a flexible hybrid working policy, 3 days in the office, 2 days flexibility to be remote.
  • Health and Dental: Comprehensive Healthcare and Dental coverage for your well-being.
  • Perks and Programs: Access to TaxSaver, Bike to Work scheme, educational sponsorship opportunities, and professional memberships.
  • Discretionary bonus: Opportunity to earn a performance based discretionary bonus


Fineco Asset Management DAC is proud to be an Equal Opportunity Employer:

We are committed to enforcing non-discrimination of candidates based on their religion, race, ethnicity, age, gender (including pregnancy and gender identity) disability, sexual orientation, civil or family status, or for being a member of the Traveller community. We embrace and celebrate diversity in our workforce, and we are committed to creating an inclusive environment for all of our employees.


Equal Opportunity Employer (EOE) Statement:

The Fineco Group is proud to be an Equal Opportunity Employer and is committed to creating a working environment that is safe and inclusive, based on mutual respect and valuing every kind of diversity, offering equal work opportunities.


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