Compliance Manager
- Hiring from
- United Kingdom
- Work type
- Hybrid
- Posted
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Reporting to the Head of Compliance, this person will play a key role in the delivery of Fluro's compliance framework, with a strong focus on providing hands-on regulatory and compliance advice to the business alongside maintenance of the day-to-day compliance activities including delivery of the annual compliance monitoring plan. This role will suit someone that is comfortable applying their knowledge of regulation to real business use-cases, who can think creatively and is eager to support the business in the delivery of its mission to create a lasting, positive change in the credit industry Need to haves: - Solid compliance experience gained within an FCA-regulated financial services firm (consumer credit or fintech experience an advantage) - Good working knowledge of the UK regulatory framework, including Consumer Duty, SMCR, CONC and DISP - Ability to provide clear, practical regulatory advice and constructive challenge to the business - Experience conducting compliance monitoring and outcomes testing, and tracking remediation - Excellent written and verbal communication skills - Comfortable managing multiple priorities with strong attention to detail Nice to haves: - Experience with SMCR administration (certifications, fitness and propriety assessments) - Exposure to financial crime frameworks (e.g. SAR review, MLRO support) - Relevant professional qualification (e.g. ICA Certificate/Diploma in Governance, Risk and Compliance - Work cross-functionally to deliver pragmatic compliance advice, and ensure product and service changes comply with relevant FCA rules and regulations - Conduct horizon scanning and provide balanced and practical advice to the business on new regulations - Translate regulatory requirements into easy to understand internal policies that are fit for purpose - Champion a customer focussed culture and provide pragmatic advice on Consumer Duty - Act as a “critical friend” to the business, ensuring that the compliance team is viewed positively and engaged as appropriate - Conduct compliance monitoring and outcomes testing, escalating findings and tracking remediation - Support internal/external audits, due diligence and contract reviews - Assist with regulatory reporting and administration - Deliver compliance training and advise on mandatory training requirements • Pension scheme – Fluro matches up to 5% • Health Insurance, which includes covering the full cost of premiums and can be extended to cover any dependants who live at the same address • Fluro pays up to £30 per month towards an employee’s gym membership • Life insurance policy – 4x salary • Income protection policy • Service Recognition for 5+ years and 10+ years at Fluro