Interim Compliance Officer F/M - Funds - LU879958

Morgan Philips Interim Management is currently supporting an international investment management firm based in Luxembourg in the search for an experienced Freelance Compliance Officer.

This assignment is exclusively intended for independent consultants operating through their own registered company or freelance business structure, with the ability to provide services and invoice on a B2B basis.

The successful consultant will ensure the continuity of key compliance activities while supporting the firm's transition towards a new MiFID Investment Firm governance framework.

Key Responsibilities

• Execute and maintain the Compliance Monitoring Programme and related second-line controls.
• Monitor regulatory developments and assess their impact on the business.
• Review and maintain compliance policies, procedures and regulatory registers.
• Prepare regulatory reports, filings and documentation for the CSSF.
• Provide day-to-day compliance advice to management and business stakeholders.
• Oversee marketing compliance activities.
• Support the transition to an Investment Firm under the new MiFID governance framework.
• Coordinate regulatory matters and liaise with internal and external stakeholders.
• Contribute to the improvement of compliance processes and internal controls.

Your Profile

• Minimum 5 years of experience in Compliance, Conduct Risk or Regulatory Affairs within the asset management industry.
• Previous experience within a Luxembourg ManCo, AIFM, asset manager or another CSSF-regulated investment management entity.
• Strong knowledge of MiFID, UCITS, AIFMD, AML/CFT and Luxembourg regulatory requirements.
• Proven experience interacting directly with the CSSF.
• Ability to work independently and take ownership of compliance responsibilities from day one.
• Fluent English is essential; French or German would be an advantage.
• Availability to start at short notice is highly desirable.

Freelance Requirements

This opportunity is specifically open to established independent professionals.

Applicants must:

• Operate through their own legally registered freelance business or consulting company.
• Be able to enter into a B2B consultancy agreement and issue invoices for their services.
• Be available for an initial six-month engagement, with a potential extension.
• Be able to provide services in Luxembourg, with hybrid working arrangements to be discussed.

Please note: This is not a permanent employment position. Applications from professionals seeking exclusively salaried employment will not be considered.

Interested?

If you are an experienced independent Compliance Consultant with your own business structure and are available for a new assignment in Luxembourg, I would be delighted to hear from you.

This Opportunity is managed by Raphael COHEN.