US Compliance Lead

We are seeking a hands-on US Compliance Officer to drive and support the build-out of our US regulatory presence. This role is ideal for an experienced compliance professional who is comfortable operating at both strategic and execution levels. You will play a key role in navigating US regulatory frameworks, designing and implementing compliance infrastructure, and supporting licensing efforts including potential: CFTC SEF (Swap Execution Facility) registration CFTC Digital Commodity Exchange framework (subject to legislative developments) NYDFS BitLicense application This is a hands on role, requiring a willingness to roll up sleeves across policy drafting, regulatory engagement, operational implementation, and ongoing compliance execution. The US Compliance Person is responsible for: Regulatory Strategy & Licensing Lead and support US regulatory strategy across derivatives and digital assets Manage and contribute to licensing processes, including: CFTC SEF registration NYDFS Bit License application Potential CFTC Digital Commodity Exchange authorisation Act as a key point of contact with US regulators (CFTC, NFA, NYDFS and others) Policy & Framework Development Draft, implement, and maintain compliance policies and procedures including: Market conduct and surveillance AML/KYC and financial crime controls Trade and transaction reporting Governance and internal controls Ensure alignment with both US frameworks and existing UK/Singapore regulatory obligations Execution & Operations Support day-to-day compliance operations across US-related activities Build and implement regulatory reporting processes (CFTC, NFA, state regulators) Establish and oversee monitoring, surveillance, and control frameworks Assist with onboarding processes and client due diligence Cross-Border Coordination Work closely with compliance, legal, and operations teams in the UK and Singapore Ensure consistency in global compliance standards while adapting to US regulatory requirements Regulatory Change & Advisory Monitor US regulatory developments (including digital asset legislation) Advise senior management on regulatory risks and strategic opportunities Translate regulatory developments into actionable internal changes Salary Range: $ 150,000 - $ 250,000 Experience 5 –12+ years of experience in financial services compliance, preferably within: Trading venues (SEF, MTF, exchanges) FX, derivatives, or digital assets Direct experience with US regulators (CFTC, NFA, NYDFS strongly preferred) Experience in licensing processes (SEF, BitLicense, ATS, or similar) highly desirable Technical Knowledge Strong understanding of: CFTC regulatory framework (especially SEFs and swaps) US market structure for derivatives and/or digital assets rade reporting, market surveillance, and compliance controls Familiarity with cross-border regulatory frameworks (UK FCA, MAS) is a plus Working Style Highly hands-on and execution-oriented Comfortable working in a lean, entrepreneurial environment Ability to move between strategy and detailed implementation Strong drafting skills (policies, procedures, regulatory submissions) Personal Attributes Proactive, pragmatic, and solutions-oriented Strong communicator with ability to engage regulators and internal stakeholders Comfortable building from scratch in a developing regulatory environment 25 days of holiday (PTO) Bonus Pension: 401K Private medical, dental, and vision coverage Life insurance TriNet Platform Wellness contribution program with access to ClassPass Plumm Platform Five volunteering days