Compliance Officer, and Legal Consultant

Company Description Roshan 30 is an independent investment consulting practice based in Singapore, founded by investment professional Roshan Francis Padamadan, CFA. Drawing on two decades of experience in institutional research and asset management, the practice focuses on bottom-up investing across the USA, China, and India. Roshan 30 works directly with a select group of families, family offices, and charities, offering financial planning, portfolio second opinions, stock-picking, consolidated reporting, and middle office support. The practice provides advice-only services, allowing clients to retain control of their own accounts and decisions, with services available to Accredited Investors and pro bono consulting for registered charities.

Role Description This is a part-time, remote role for a Compliance Officer and Legal Consultant at Roshan 30. The role includes developing, implementing, and maintaining compliance frameworks aligned with applicable regulatory requirements for investment consulting activities. The individual will monitor regulatory changes, assess their impact on the practice, and update policies, procedures, and documentation accordingly. Day-to-day tasks involve conducting compliance reviews, overseeing risk assessments, drafting and reviewing client-facing agreements, and advising on legal aspects of new services or operational changes. The Compliance Officer and Legal Consultant will also prepare regulatory and internal reports, support audits, provide clear compliance guidance to the founder and any partners, and help ensure ethical, transparent, and legally sound operations.

Legal Consultant work will revolve around advising on document frameworks for engaging in any contracts for the Principal of the Firm.

Qualifications

• Strong compliance management and regulatory compliance skills, with experience designing and overseeing compliance programs.
• Advanced analytical skills to interpret regulations, assess risks, and translate complex issues into practical guidance.
• Excellent communication skills, including the ability to convey legal and regulatory concepts clearly to non-specialists.
• Solid understanding of finance, investment consulting, and capital markets; prior experience in wealth management or asset management is preferred.
• Relevant academic background in Law, Finance, Business, or a related field; professional certifications in compliance or legal practice are an advantage.
• Demonstrated ability to work independently in a remote setting, exercise sound judgment, and maintain high ethical standards.
• Experience with Singapore and cross-border financial regulations, and familiarity with Accredited Investor frameworks, is highly beneficial.

Location:

Singapore (Remote, i.e. Work From Home)

Countries for which Compliance awareness is needed :

Singapore (Exempt status), USA (Exempt status), UK (maybe entering) and India (maybe entering)

Time: 2 hours a day

Compensation level: SGD 1000-2000 based on experience.

Nature of Contract: Contractor Role