The Panel logo

Designated Person Support, Regulatory Compliance

The PanelApplies on LinkedInLegal & Compliance
Hiring from
Ireland
Work type
Hybrid
Posted

623,158 remote jobs, straight from company career pages

100% free · New jobs every minute

Show job description

Our client, a growing Central Bank-authorised UCITS management company, is looking for a Designated Person Support to join its Dublin team. Reporting to the Designated Person for Regulatory Compliance, you’ll help run the compliance framework across a large and expanding ETF range. The role offers broad, hands-on exposure in a small team.


Key Responsibilities

  • Run compliance monitoring and testing, including oversight of delegates, and track findings to closure
  • Track regulatory change (UCITS, SFDR, DORA, CP86) and keep the compliance calendar and returns on schedule
  • Maintain compliance policies and registers, and support breach reporting to the CBI
  • Manage fitness and probity records and support AML oversight
  • Prepare compliance reports for the Board and committees


The Person

  • 2 to 5 years’ funds compliance experience at a ManCo, AIFM, administrator, depositary, asset manager or advisory firm
  • Working knowledge of UCITS and CP86
  • Strong writing and organisational skills
  • ETF experience or an LCOI/ACOI qualification is an advantage


Hybrid working, 3 days a week in the office.

Similar jobs

Apply for this job100% free