Designated Person Support, Regulatory Compliance
- Hiring from
- Ireland
- Work type
- Hybrid
- Posted
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Our client, a growing Central Bank-authorised UCITS management company, is looking for a Designated Person Support to join its Dublin team. Reporting to the Designated Person for Regulatory Compliance, you’ll help run the compliance framework across a large and expanding ETF range. The role offers broad, hands-on exposure in a small team.
Key Responsibilities
- Run compliance monitoring and testing, including oversight of delegates, and track findings to closure
- Track regulatory change (UCITS, SFDR, DORA, CP86) and keep the compliance calendar and returns on schedule
- Maintain compliance policies and registers, and support breach reporting to the CBI
- Manage fitness and probity records and support AML oversight
- Prepare compliance reports for the Board and committees
The Person
- 2 to 5 years’ funds compliance experience at a ManCo, AIFM, administrator, depositary, asset manager or advisory firm
- Working knowledge of UCITS and CP86
- Strong writing and organisational skills
- ETF experience or an LCOI/ACOI qualification is an advantage
Hybrid working, 3 days a week in the office.
