Mandarin Speaking Compliance Specialist

1. AML/KYC and Regulatory Compliance

· Assist in conducting AML/KYC procedures with various counterparties and maintain detailed and accurate compliance records.

· Stay abreast of developments in the regulatory landscape including AML/KYC, sanctions, foreign direct investments, anti-trust and data protection matters. Advise management on relevant compliance matters.

2. Investment and Asset Management Process Oversight

· Ensure all investment processes comply with both regulatory and internal guidelines.

· Perform compliance reviews on investment and asset management activities to uphold organizational standards.

3. Compliance Policy Implementation and Training

· Support the implementation of compliance policies encompassing matters relating to conflicts of interest, insider trading, anti-bribery and corruption and data protection.

· Participate in enhancing existing compliance measures and developing new initiatives.

· Facilitate compliance training sessions for employees to foster understanding and adherence to internal policies and applicable laws.

4. Operational Compliance Monitoring and Filing

· Conduct regular compliance audits and inspect various business functions to ensure compliance with established protocols and regulations.

· Conduct operational compliance monitoring and filing.

Requirements

· Bachelor’s and/or Master’s degree in Law, Business, Finance or a related field.

· Relevant experience in compliance, legal, or corporate secretarial roles with recognised institutions in the financial services and/or legal professional services sector. Recent graduates with strong academic records in law, business or finance are also encouraged to apply.

· A self-motivated player with a proactive learning attitude and a commitment to developing compliance expertise.

· High integrity and attention to detail.

· Fluency in both English and Chinese (verbal and written) is a must.