Mandarin Speaking Compliance Manager
- Moves you to
- United Kingdom
- Support
- Visa sponsorship
- Posted
- Sep 24, 2026
Job Description
Position: Senior Compliance
1. AML/KYC and Regulatory Compliance
· Assist in conducting
AML/KYC procedures with various counterparties and maintain detailed and
accurate compliance records.
· Stay abreast of
developments in the regulatory landscape including AML/KYC, sanctions, foreign
direct investments, anti-trust and data protection matters. Advise management
on relevant compliance matters.
2. Investment and Asset Management Process Oversight
· Ensure all investment processes comply with both regulatory and internal
guidelines.
· Perform compliance reviews on investment and asset management activities
to uphold organizational standards.
3. Compliance
Policy Implementation and Training
· Support the implementation of compliance policies encompassing matters
relating to conflicts of interest, insider trading, anti-bribery and corruption
and data protection.
· Participate in enhancing existing compliance measures and developing new
initiatives.
· Facilitate compliance training sessions for employees to foster
understanding and adherence to internal policies and applicable laws.
4. Operational Compliance Monitoring and Filing
· Conduct regular compliance audits and inspect various business functions
to ensure compliance with established protocols and regulations.
· Conduct operational compliance monitoring and filing.
Requirements
· Bachelor’s and/or Master’s degree in Law, Business, Finance or a related
field.
· Relevant experience in compliance, legal, or corporate secretarial roles
with recognized institutions in the financial services and/or legal
professional services sector.
· A self-motivated player with a proactive learning attitude and a
commitment to developing compliance expertise.
· High integrity and attention to detail.
· Fluency in both English and Chinese (verbal and written) is a must.